-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BhoaT6qQJg5mg/X+QjOs/4CkzAj/A5tezUX4mJiittkFW6e7Z6oDiePjq+GAx9r4 3RybIh2Vc8Ip4dD7b92SiQ== 0001144204-08-013121.txt : 20080304 0001144204-08-013121.hdr.sgml : 20080304 20080304120648 ACCESSION NUMBER: 0001144204-08-013121 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080304 DATE AS OF CHANGE: 20080304 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33880 FILM NUMBER: 08662532 BUSINESS ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 5169522288 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEINER DAVID CENTRAL INDEX KEY: 0001127735 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SUNLAND ENTERTAINMENT CO INC STREET 2: 11835 W. OLYMPIC BLVD #550- CITY: LOS ANGELES STATE: CA ZIP: 90064 BUSINESS PHONE: 3104444100 MAIL ADDRESS: STREET 1: 3940 LAUREL CANYON BLVD STREET 2: SUITE 327 CITY: STUDIO CITY STATE: CA ZIP: 91604 SC 13D/A 1 v105756_sc13da.htm
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
SCHEDULE 13D
 
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
 
Vicon Industries, Inc.
(Name of Issuer)
 
Common Stock, par value $.01 per share
(Title of Class of Securities)
 
925811101
(CUSIP Number)
 
David Weiner
c/o W-Net, Inc.
3940 Laurel Canyon Blvd., Suite 327
Studio City, California 91604
(818) 385-0405
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 
March 3, 2008
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ¨ .
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
 
(Page 1 of 4 )
 
_____________________
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 

CUSIP No. 925811101  
 
Page     2       of     4    Pages
 
1
NAME OF REPORTING PERSON
SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David Weiner
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨
(b) ¨
3
SEC USE ONLY
4
SOURCE OF FUNDS*
PF
5
CHECK BOX OF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  ¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
7
SOLE VOTING POWER
294,486
8
SHARED VOTING POWER
9
SOLE DISPOSITIVE POWER
294,486
10
SHARED DISPOSITIVE POWER
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
294,486
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*  ¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.1%
14
TYPE OF REPORTING PERSON*
IN
 

 
2

 
 
This Amendment No. 1 to Schedule 13D (this “Amendment”) amends the following sections of the Schedule 13D filed with the Securities and Exchange Commission on February 25, 2008.
 
Item 3. Source and Amount of Funds or Other Consideration.
 
Item 3 of Schedule 13D is hereby amended to include the following disclosure:
 
Since February 25, 2008, Mr. Weiner acquired an additional 52,100 shares of the Company’s Common Stock as follows: 7,100 shares at $5.74 on February 28, 2008, 20,000 shares at $5.55 on February 29, 2008, and 25,000 shares at $5.30 on March 3, 2008. The aggregate purchase price of the additional 52,100 shares purchased by Mr. Weiner was $284,254.00, including brokerage commissions. Mr. Weiner purchased these additional shares pursuant to open market purchases. The additional shares were acquired by Mr. Weiner using personal funds.
 
Except as set forth in this Item 3, as amended, Mr. Weiner has not conducted any additional transactions in the Company’s Common Stock.

Item 5. Interest in Securities of the Issuer.
 
Item 5 of Schedule 13D is hereby amended and restated in its entirety as follows:
 
(a) and (b)
 
The aggregate percentage of shares of Common Stock reported by Mr. Weiner is based upon 4,809,470 shares outstanding as of December 31, 2007, which is the total number of shares outstanding as reported in the Company’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on February 14, 2008.
 
As of March 4, 2008, Mr. Weiner owned 294,486 shares of Common Stock of the Company (the “Weiner Shares”). The Weiner Shares constitute approximately 6.1% of the Company’s outstanding shares of Common Stock.
 
Mr. Weiner has sole power to vote and dispose of or to direct the vote or to direct the disposition of the 294,486 Weiner Shares.
 
(c) Transactions by the Reporting Person in the Company’s Common Stock effected in the past 60 days are described in Item 3 above, as amended.
 
(d) N/A
 
(e) N/A
 
 
3

 

 
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this Schedule 13D is true, complete and correct.
 

 
Dated: March 4, 2008 /s/ David Weiner
  David Weiner
 
 
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